Financial Services

GLBA Safeguards Rule compliance and client data protection for community banks, credit unions, RIAs, and accounting firms.

Under the FTC's amended Safeguards Rule, financial-services firms need a written information security program covering all eight required elements — not a vague policy binder. Khartek builds and maintains that program alongside the technical controls that back it: access management, encryption, vendor oversight, and incident response. For firms also navigating SEC or FINRA expectations, we scope the technical layer to support what your compliance team already has to document.

  • GLBA Safeguards Rule — written information security program covering all eight required elements
  • Access controls and vendor oversight documentation for SEC/FINRA examinations
  • Encryption and data-loss prevention for client financial records
  • Incident response plan aligned to regulatory notification requirements
  • Ready to Stop Worrying About IT and Security?

    Book a free 30-minute discovery call. No pressure, no jargon — just a straight conversation about where your business stands today.

    Schedule a Discovery Call

    Right Icon